David Roe Derby
Investment adviser representative at American Investors Co
35 yearsExperience
1 stateRegistered in
CFP® certification, ChFC®Designations
$630.7MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
35 years in the industry.
- David R. Derby Insurance and Financial ServicesJul 2019 to now
- American Investors CompanyJan 1991 to now
- David DerbyJul 2019 to Jul 2024
- Swanson & Derby Insurance and Financial ServicesSep 1996 to Jul 2019
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
State registrations
Registered as an investment adviser representative in 1 state (CA).
American Investors Co
Legal name: L.S.Y., Inc
$630.7MAssets managed
766Clients
23Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1851860
- Firm CRD
- 38