James Herbert Towne
Investment adviser representative at Hilltop Securities Asset Management, LLC
11 yearsExperience
2 statesRegistered in
$37.7BFirm assets
34 yearsFirm in business
Are you James Herbert Towne? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Hilltop Securities Asset Management, LLCAug 2023 to now
- Hilltop Securities Inc.Feb 2023 to now
- Caldwell Sutter Capital, IncJun 2021 to Feb 2023
- Alpine Valley Advisors, LLCMar 2017 to Dec 2021
- Stifel Nicolaus & Co IncApr 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Hilltop Securities Asset Management, LLC
$37.7BAssets managed
60Clients
25Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1848305
- Firm CRD
- 110760