Richard Sherman Rogers
Investment adviser representative at Brookwood Investment Group
17 yearsExperience
1 stateRegistered in
$1.3BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Brookwood Investment Group LLCJul 2023 to now
- Brookwood Insurance Group, LLCJan 2022 to now
- Belpointe Asset Management, LLCNov 2018 to Jun 2023
- Belpointe Insurance, LLCNov 2018 to Jan 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Nov 2018
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Brookwood Investment Group
Legal name: Brookwood Investment Group LLC
$1.3BAssets managed
3,506Clients
68Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1847671
- Firm CRD
- 316544