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Colen W Laplante

Investment adviser representative at MML Investors Services, LLC
19 yearsExperience
2 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

19 years in the industry.

  1. MML Investors Services, LLCApr 2022 to now
  2. Massmutual Life Insurance CoApr 2022 to now
  3. Foreside Fund Services, LLCApr 2020 to Apr 2022
  4. Yorktown Management & Research Co.Feb 2020 to Apr 2022
  5. Principal Funds DistributorDec 2007 to Feb 2020

Exams passed

  • Series 65 · Uniform Investment Adviser Law2002
  • Series 63 · Uniform Securities Agent State Law2007
  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 2 states (TX, VA).

MML Investors Services, LLC

$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1846972
Firm CRD
10409
Advisor's SEC record (opens in a new tab)
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