Amy Jill Kaufman
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCApr 2026 to now
- Meeder Advisory Services, Inc.Nov 2025 to Apr 2026
- Cetera Investment Advisers LLCJun 2023 to Nov 2025
- Summit Brokerage Services, Inc.May 2016 to Nov 2025
- First Allied Securities, Inc.May 2016 to Sep 2022
- Cetera Advisors LLCFeb 2016 to Nov 2025
- Cetera Financial Specialists LLCFeb 2016 to Nov 2025
- Cetera Investment Services LLCFeb 2016 to Nov 2025
- Cetera Advisor Networks LLCOct 2014 to Nov 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1837595
- Firm CRD
- 6413