Herbert Suekichi Shiraishi
Investment adviser representative at Shiraishi Financial Group Advisors
26 yearsExperience
2 statesRegistered in
$110.1MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
26 years in the industry.
- Independent Financial Group, LLCDec 2016 to now
- Sfga LLCJan 2014 to now
- Shiraishi Financial Group AdvisorsJul 2013 to now
- Herbert Shiraishi, LandlordAug 2005 to now
- Sfg, Ltd.Oct 2000 to now
- United Planners' Financial ServicesApr 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (HI, TX).
Shiraishi Financial Group Advisors
Legal name: Sfga LLC
$110.1MAssets managed
458Clients
5Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1835557
- Firm CRD
- 168645