Lisa Carol Heffley
Investment adviser representative at Advantage Investment Management
7 yearsExperience
2 statesRegistered in
ChFC®Designation
$215.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
7 years in the industry.
- Advantage Investment ManagementJan 2013 to now
- Benchmark Investments, IncNov 2020 to Jan 2022
- Securities America, Inc.Sep 2020 to Nov 2020
- Securities Service NetworkMay 2013 to Nov 2020
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (KY, TX).
Advantage Investment Management
Legal name: Garton and Associates Financial Advisors LLC
$215.4MAssets managed
369Clients
5Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1823107
- Firm CRD
- 146493