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Michael Gerard Hickey

Investment adviser representative at Regal Advisory Services, Inc.
13 yearsExperience
3 statesRegistered in
$121.4MFirm assets
16 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

13 years in the industry.

  1. Regal Advisory Services, Inc.Oct 2023 to now
  2. Regal SecuritiesOct 2023 to now
  3. Level Four Advisory ServicesDec 2021 to Oct 2023
  4. Level Four Financial, LLCJan 2013 to Oct 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law1988
  • Series 65 · Uniform Investment Adviser Law1999

State registrations

Registered as an investment adviser representative in 3 states (FL, IL, TX).

Regal Advisory Services, Inc.

$121.4MAssets managed
274Clients
23Advisers
16 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1816617
Firm CRD
123842
Advisor's SEC record (opens in a new tab)
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