Richard Mark Allison
Investment adviser representative at Compass Financial Management LLC
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$893.8MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Compass Financial Management LLCAug 2026 to now
- Ini Referral Realty, Inc.Jun 2017 to now
- Marian Financial Services, Inc.Oct 2008 to now
- Ria Rules, LLCSep 2005 to now
- Ini Realty Investments, Inc.Feb 2013 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 1 state (FL).
Compass Financial Management LLC
$893.8MAssets managed
2,228Clients
45Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1813496
- Firm CRD
- 156345