Joe Rex Woods
Investment adviser representative at LPL Financial LLC
27 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Joe Rex Woods? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial LLCFeb 2025 to now
- LPLFeb 2025 to now
- Coronado Unified School DistrictNov 2021 to now
- The Financial Planning CompanySep 2012 to now
- Woods Inc.Jan 2000 to now
- Coronado Youth Soccer LeagueMar 2016 to Jul 2024
- Raymond James Financial Services Advisors, IncJan 2009 to Feb 2025
- Raymond James Financial Services, Inc.Jan 1999 to Feb 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1813428
- Firm CRD
- 6413