Richard Thomas Ragold
Investment adviser representative at Cetera Investment Advisers LLC
19 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Alma BankSep 2025 to now
- Cetera Investment Advisers LLCJan 2024 to now
- Cetera Investment Services LLCJan 2024 to now
- Provident BankJan 2024 to Sep 2025
- TransamericaJun 2021 to Jan 2024
- Madison High SchoolNov 2018 to Jul 2019
- Capitol SecuritiesApr 2007 to Jan 2024
- Sanford Insurance GroupApr 2007 to Jan 2024
- Cohn Real Estate GroupApr 2007 to Jun 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1808168
- Firm CRD
- 105644