Keith Aaron Douglas
Investment adviser representative at United Asset Strategies Inc.
11 yearsExperience
1 stateRegistered in
$2.2BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- United Asset Strategies, Inc.Jan 2024 to now
- ConveraFeb 2022 to Dec 2023
- Lantern Investments, Inc.Feb 2019 to Feb 2022
- Foundation SourceJul 2016 to Feb 2018
- Halliday Financial, LLCJan 2016 to Mar 2017
- Peak Alliance, Inc.Nov 2015 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1989
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
United Asset Strategies Inc.
$2.2BAssets managed
1,673Clients
25Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1807715
- Firm CRD
- 107434