Roy Elmer Mcguffin
Investment adviser representative at Kapstone Financial Advisors LLC
17 yearsExperience
1 stateRegistered in
$322.3MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Kapstone Financial Advisors LLCMar 2022 to now
- National Asset ManagementSep 2020 to Mar 2022
- National Securities CorporationSep 2020 to Mar 2022
- United Advisors Services, LLCDec 2017 to Sep 2020
- Financial Services International CorpOct 2017 to Aug 2020
- Ameriprise Financial Services, Inc.Oct 2009 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (OH).
Kapstone Financial Advisors LLC
$322.3MAssets managed
508Clients
4Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1803305
- Firm CRD
- 318885