Barbara Roman Taylor
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2020 to now
- UnemployedJan 2020 to Feb 2020
- MacysDec 2019 to Jan 2020
- Career Strategies IncOct 2019 to Feb 2020
- Adecco Accounting Principals IncOct 2019 to Dec 2019
- UnemployedJul 2019 to Dec 2019
- Morgan StanleyJul 2018 to Jul 2019
- Bank of America, N.A.Feb 2017 to May 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2017 to May 2018
- Bulk NationJan 2017 to Feb 2017
- UnemploymentOct 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 3 states (CA, FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1803294
- Firm CRD
- 7691