Thomas Wesley Johnson
Investment adviser representative at Global Brokerage Services, Inc.
37 yearsExperience
5 statesRegistered in
$162.8MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
37 years in the industry.
- Global Brokerage Services, Inc.Oct 1994 to now
- Johnson & SweigartJul 1989 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 5 states (FL, IL, MD, NC, PA).
Global Brokerage Services, Inc.
$162.8MAssets managed
370Clients
6Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1803129
- Firm CRD
- 37505