Mark Alan Spivack
Investment adviser representative at Cetera Investment Advisers LLC
39 yearsExperience
3 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
39 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Wealth Services, LLCJun 2021 to now
- Massmutual Life Insurance CoMar 2017 to now
- MML Investors Services, LLCMar 2017 to now
- The Weiss GroupJul 1993 to now
- Mark A SpivackSep 1987 to now
- Voya Financial AdvisorsSep 2014 to Jun 2021
- Metlife Securities IncSep 1991 to Mar 2017
- Metropolitan Life Insurance CompanySep 1991 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1793038
- Firm CRD
- 105644