Raymond Ballard Harrison
Investment adviser representative at Lombard Advisers Incorporated
39 yearsExperience
1 stateRegistered in
$669.8MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
39 years in the industry.
- Lombard Advisers IncorporatedMay 2004 to now
- Lombard SecuritiesMar 2003 to now
- Painewebber IncorporatedOct 1987 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 65 · Uniform Investment Adviser Law1991
State registrations
Registered as an investment adviser representative in 1 state (MD).
Lombard Advisers Incorporated
$669.8MAssets managed
985Clients
33Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1792140
- Firm CRD
- 108231