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Francis Joseph Niehaus

Investment adviser representative at Commonwealth Financial Network
46 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$212.7BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

46 years in the industry.

  1. Commonwealth Financial NetworkNov 2024 to now
  2. ST. Vincent De Paul / Bellarmine ChapelSep 2003 to now
  3. Niehaus Tax Services, LLC.Jan 2003 to now
  4. Niehaus Financial Services, LLCOct 1987 to now
  5. Francis J. Niehaus, LLC.Nov 1978 to now
  6. Osaic Wealth, Inc.Jun 2024 to Nov 2024
  7. Securities America Advisors, Inc.Feb 2005 to Jun 2024
  8. Securities America, Inc.Aug 2003 to Jun 2024

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law1992

State registrations

Registered as an investment adviser representative in 2 states (OH, TX).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1781924
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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