Steven Joseph Toto
Investment adviser representative at Ethos Capital Management, Inc.
15 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$155.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- Ethos Capital Management, Inc.May 2021 to now
- Ethos Capital Advisors, LLCFeb 2018 to now
- Madison Avenue Securities, LLCFeb 2020 to May 2021
- Ae Wealth Management, LLCFeb 2018 to May 2021
- Fsc Securities CorporationNov 2011 to Feb 2018
- The Retirement Group, LLCNov 2011 to Feb 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 3 states (NJ, PA, TX).
Ethos Capital Management, Inc.
$155.4MAssets managed
181Clients
4Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1698379
- Firm CRD
- 313145