Douglas Marlow
Investment adviser representative at Cetera Investment Advisers LLC
20 yearsExperience
1 stateRegistered in
ChFC®, CFP® certificationDesignations
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Advisors LLCFeb 2025 to now
- Cetera Financial Specialists LLCFeb 2025 to now
- Cetera Investment Services LLCFeb 2025 to now
- Cetera Wealth Services, LLCFeb 2025 to now
- Avantax Advisory ServicesNov 2023 to Sep 2025
- Avantax Investment Services, Inc.Nov 2023 to Sep 2025
- Stephens Consulting, LLCApr 2022 to Nov 2023
- Ally Invest AdvisorsApr 2021 to Apr 2022
- Upticks CoachingMar 2020 to Apr 2021
- Fidelity Personal and Workplace AdvisorsJun 2019 to Mar 2020
- Cuso Financial Services, LPFeb 2018 to Jun 2019
- Upticks CoachingApr 2017 to Feb 2018
- TIAAAug 2006 to Apr 2017
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1697807
- Firm CRD
- 105644