Janice M Swickard
Investment adviser representative at Kestra Advisory Services, LLC
11 yearsExperience
2 statesRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Kestra Advisory Services, LLCJul 2025 to now
- Kestra Investment Services LLCJul 2025 to now
- UnemployedMar 2025 to Jul 2025
- LPL Financial LLCMay 2023 to Mar 2025
- Old National BankMay 2023 to Mar 2025
- UnemployedMar 2022 to Apr 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2021 to Mar 2022
- UnemployedMay 2020 to Dec 2020
- LPL Financial LLCOct 2014 to Apr 2020
- Old National BankOct 2014 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 2 states (CO, IN).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1694831
- Firm CRD
- 283330