Carlina Ann Duggan
Investment adviser representative at LPL Financial LLC
17 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Financial LLCDec 2024 to now
- Carlina J DugganNov 2023 to now
- United PlannersJan 2024 to May 2024
- Summit Global InvestmentsOct 2023 to Dec 2024
- Metro Funding Group, LLCSep 2023 to Dec 2024
- Elite Student Loan Consulting, LLCJun 2023 to Dec 2024
- MasternetworksJan 2023 to May 2024
- Bali Computing Ltd dba Federal Student Loan Repayment Advisors LSep 2022 to Dec 2024
- Net Law Group Inc.Jul 2021 to Sep 2023
- College Loan FreedomApr 2020 to Sep 2023
- Transamerica Financial Advisors, IncOct 2019 to Sep 2023
- WealthwaveMay 2019 to Aug 2023
- World Financial Group, Inc.Dec 2018 to Sep 2023
- Summit Fire and Ems AuthorityJan 2018 to Dec 2018
- Lake Dillon Fire Protection DistrictApr 2007 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1693367
- Firm CRD
- 6413