James Dee
Investment adviser representative at Wealth Enhancement Advisory Services, LLC
18 yearsExperience
2 statesRegistered in
$122.2BFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Wealth Enhancement Advisory Services, LLCSep 2023 to now
- Wealth Enhancement GroupSep 2023 to now
- LPL Financial LLCSep 2023 to Jun 2025
- First Capital Advisor GroupApr 2017 to Sep 2023
- Purshe Kaplan Sterling InvestmentsApr 2017 to Sep 2023
- Cadaret, Grant & Co., Inc.Mar 2007 to Mar 2017
- Wellesley Financial PlannersMar 2007 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Wealth Enhancement Advisory Services, LLC
$122.2BAssets managed
85,001Clients
1,002Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1692346
- Firm CRD
- 116407