Stephen Wayne Defilippis
Investment adviser representative at Cetera Investment Advisers LLC
39 yearsExperience
3 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
39 years in the industry.
- Dfg Wealth Management LLCJan 2025 to now
- Defilippis Financial Group LLC 401(k)Jan 2022 to now
- Defilippis Financial Group LLC;Jan 2022 to now
- Cetera Investment Advisers LLCFeb 1998 to now
- Cetera Financial Specialists LLCMay 1987 to now
- Parkview Pointe Condominium AssociationSep 2022 to Sep 2022
- Defilippis Financial GroupNov 2011 to Dec 2021
- Swd Enterprises LtdMay 1997 to Jan 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 3 states (FL, IL, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1689530
- Firm CRD
- 105644