Joseph Anthony Spokas
Investment adviser representative at Forum Financial Management, LP
24 yearsExperience
2 statesRegistered in
PFS, CFP® certificationDesignations
$8.7BFirm assets
Are you Joseph Anthony Spokas? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
24 years in the industry.
- Spokas & Associates Cpas LLCOct 2011 to now
- Pinnacle Wealth Management, LLCSep 2011 to now
- Purshe Kaplan Sterling Invesments, Inc.Feb 2011 to now
- Forum Financial Management, LPJul 2002 to now
Designations
- PFS
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Forum Financial Management, LP
$8.7BAssets managed
5,841Clients
112Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1688775
- Firm CRD
- 145706