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John George Slifka

Investment adviser representative at LPL Enterprise, LLC
18 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

18 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. The Prudential Insurance Company of AmericaMay 2024 to now
  3. Pruco Securities, LLC.May 2024 to Nov 2024
  4. LPL Financial LLCSep 2018 to May 2024
  5. Cadaret, Grant & Co., Inc.May 2017 to Sep 2018
  6. Three Sisters FarmJan 2007 to Aug 2018
  7. Securities America Advisor, IncFeb 2006 to May 2017
  8. Securities America, Inc.Feb 2006 to May 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996

State registrations

Registered as an investment adviser representative in 1 state (NY).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1687575
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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