Keith A Wheeler
Investment adviser representative at Alpha Wealth Management and Planning LLC
18 yearsExperience
1 stateRegistered in
$319.6MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Alpha Wealth Management and Planning, LLCAug 2020 to now
- LPL Financial, LLCAug 2020 to now
- Morgan StanleyJul 2019 to Aug 2020
- Morgan Stanley Private Bank, N.A.Jul 2019 to Aug 2020
- Bank of America, N.A.Feb 2018 to May 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2017 to May 2019
- Robert W. BairdNov 2008 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Alpha Wealth Management and Planning LLC
$319.6MAssets managed
480Clients
6Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1686779
- Firm CRD
- 163917