Alan Richard Joyce
Investment adviser representative at Rossby Financial, LLC
23 yearsExperience
2 statesRegistered in
$854.8MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
23 years in the industry.
- Rossby Financial, LLCMay 2025 to now
- Coral Reef Advisors LLCSep 2024 to now
- The Alan R Joyce Company LLCNov 2020 to now
- Tad VenturesJan 2007 to Dec 2017
- Raymond James & AssociatesSep 2003 to Mar 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Rossby Financial, LLC
$854.8MAssets managed
3,910Clients
31Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1683601
- Firm CRD
- 324631