William Thomas Black
Investment adviser representative at LPL Financial LLC
25 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
25 years in the industry.
- LPL Financial LLCApr 2024 to now
- Secura Financial, LLCDec 2019 to now
- Crown Capital Securities, LPJan 2015 to now
- Exit Coach RadioNov 2013 to now
- Bentley Financial and Insurance Services, Inc.Apr 2012 to now
- Exit & Retirement Strategies, Inc.Sep 2001 to now
- Barth Financial Advisors, LLCApr 2010 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1682258
- Firm CRD
- 6413