Ernest J Guerriero
Investment adviser representative at Park Avenue Securities LLC
17 yearsExperience
3 statesRegistered in
ChFC®Designation
$19.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- Guardian Life Insurance CompanyApr 2024 to now
- Park Avenue Securities LLCDec 2020 to now
- Guardian Life Insurance Co of AmericaNov 2020 to Apr 2024
- Park Avenue Securtities, LLCNov 2020 to Apr 2024
- USA Financial SecuritiesApr 2020 to Nov 2020
- Securities Mutual Life InsuranceMay 2018 to Oct 2020
- Park Avenue Securities, LLCOct 2012 to Apr 2018
- Ameritas Investment CorpMay 2009 to Apr 2018
- Aviva USA CorporationMar 2009 to Apr 2018
Designations
- ChFC®
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 3 states (DE, NC, NY).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1674789
- Firm CRD
- 46173