Scott James Walker
Investment adviser representative at W&s Brokerage Services, Inc.
18 yearsExperience
1 stateRegistered in
$257.2MFirm assets
8 yearsFirm in business
Are you Scott James Walker? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
18 years in the industry.
- W&s Brokerage Services, Inc.Mar 2026 to now
- Western & Southern LifeFeb 2026 to now
- UnemployedJul 2025 to Feb 2026
- LPL Financial LLCMay 2025 to Jul 2025
- Cuso Financial Services, LPJan 2023 to May 2025
- Wescom Financial Services, LLCMay 2018 to Jul 2025
- Teacher's PensionJul 2017 to May 2018
- Cuso Financial Services, L.P.Apr 2017 to Jun 2017
- UnemployedFeb 2017 to Mar 2017
- Bank of America, N.A.Apr 2012 to Jan 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2012 to Jan 2017
- Western International Securities, Inc.Mar 2008 to May 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2004
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NV).
W&s Brokerage Services, Inc.
$257.2MAssets managed
772Clients
91Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1673698
- Firm CRD
- 8099