Peggy I Pinkerton
Investment adviser representative at Morgan Stanley
19 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Peggy I Pinkerton? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Morgan StanleyAug 2023 to now
- UnemployedApr 2023 to Jul 2023
- Raymond James Financial Services Advisors, Inc.Aug 2020 to Mar 2023
- Raymond James Financial Services, Inc.Aug 2020 to Mar 2023
- Silversage AdvisorsAug 2020 to Mar 2023
- Geneos Wealth ManagementJun 2017 to Jul 2020
- Silversage AdvisorsJun 2017 to Jul 2020
- Merrill Lynch, Pierce, Fenner & Smith Inc.Jan 2007 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law1997
- Series 63 · Uniform Securities Agent State Law2010
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1670353
- Firm CRD
- 149777