Charles Louis Schlapp
Investment adviser representative at Cetera Investment Advisers LLC
40 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
40 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Wealth Services, LLCFeb 2019 to now
- Equity Services, Inc.Dec 1996 to now
- National Life of VermontAug 1992 to now
- Superior Financial ManagementJan 1990 to now
- Dfm AssociatesNov 1988 to now
- Diversified Financial ManagementNov 1988 to now
- Home LifeAug 1986 to now
- North Ridge Securities Corp.Dec 1991 to Feb 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1667089
- Firm CRD
- 105644