Robert Falk
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
8 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
Are you Robert Falk? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCSep 2023 to now
- TD Bank N.A.Sep 2023 to now
- LPL Financial LLCMay 2022 to Sep 2023
- Cuna Brokerage Services, Inc.Nov 2019 to May 2022
- Cuna Mutual GroupNov 2019 to May 2022
- UnemployedJun 2019 to Oct 2019
- Bank of America, N.ADec 2016 to May 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2016 to May 2019
- UnemployedMay 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 8 states (FL, MD, NC, NJ, NY, PA, SC, VA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1663468
- Firm CRD
- 164484