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Joseph Martin Piche

Investment adviser representative at RBC Capital Markets, LLC
20 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

20 years in the industry.

  1. City National BankNov 2017 to now
  2. RBC Capital Markets, LLCApr 2017 to now
  3. Bank of America, NASep 2009 to Apr 2017
  4. Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691Jun 2006 to Apr 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1987
  • Series 65 · Uniform Investment Adviser Law1998

State registrations

Registered as an investment adviser representative in 2 states (MN, TX).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
1660849
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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