John Scott Rogers
Investment adviser representative at LPL Financial LLC
36 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you John Scott Rogers? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
36 years in the industry.
- LPL Financial LLCJan 2021 to now
- Franklin Templeton Financial Services Corp.Jun 2019 to Oct 2020
- Franklin/templeton Distributors, Inc.Sep 1990 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1658264
- Firm CRD
- 6413