Lisa Sobczak Santos
Investment adviser representative at Keating Financial Advisory Services
23 yearsExperience
1 stateRegistered in
$1.5BFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Keating Financial Advisory ServicesFeb 2024 to now
- Southport Grocery & CafeMay 2003 to now
- Raymond James Financial Services Advisors Inc.Nov 2024 to Jul 2025
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
Keating Financial Advisory Services
Legal name: Keating Financial Advisory Services, Inc.
$1.5BAssets managed
5,285Clients
25Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1654769
- Firm CRD
- 142772