Theodore Lee Hathaway
Investment adviser representative at Northwestern Mutual Investment Services,LLC
43 yearsExperience
1 stateRegistered in
ChFC®Designation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
43 years in the industry.
- Northwestern Mutual Wealth Management CompanyJan 2016 to now
- Northwestern Mutual Investment Services, LLCJan 1997 to now
- Northwestern Mutual LifeApr 1983 to now
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (IA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1648951
- Firm CRD
- 2881