James Robert Winters
Investment adviser representative at Kestra Advisory Services, LLC
45 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
45 years in the industry.
- Kestra Advisory Services, LLCApr 2016 to now
- Kestra Investment Services, LLCSep 2009 to now
- United Benefits Agency,incOct 1988 to now
- Insurance Analysis AgencyJun 1983 to now
- James R. Winters & AssociatesJun 1981 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
State registrations
Registered as an investment adviser representative in 1 state (OH).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1642508
- Firm CRD
- 283330