Richard Steven Sowell
Investment adviser representative at Vanguard Advisers, Inc.
13 yearsExperience
1 stateRegistered in
$344.6BFirm assets
31 yearsFirm in business
Are you Richard Steven Sowell? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Vanguard Advisers, Inc.Aug 2025 to now
- The Vanguard Group, Inc.Aug 2025 to now
- Vanguard Marketing CorporationAug 2025 to now
- UnemployedDec 2024 to Jul 2025
- Cetera Investment Advisers LLCJan 2014 to Nov 2024
- Cetera Investment Services LLCMay 2013 to Nov 2024
- Regions BankApr 2013 to Dec 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1642398
- Firm CRD
- 106715