Sophie Sobczynski Stevens
Investment adviser representative at Morgan Stanley
18 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Sophie Sobczynski Stevens? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Morgan Stanley Private Bank, N.AJan 2023 to now
- Morgan StanleyDec 2022 to now
- Morgan Stanley Smith Barney LLCDec 2022 to now
- Raymond James Financial Services Advisors, Inc.Oct 2019 to Dec 2022
- Raymond James Financial Services, Inc.Oct 2019 to Dec 2022
- Liberty BankOct 2019 to Dec 2020
- Simsbury Bank & Trust Co.Feb 2008 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1990
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1639532
- Firm CRD
- 149777