James Henry Baumann
Investment adviser representative at Iams Wealth Management, LLC
40 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$397.2MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
40 years in the industry.
- Iams Wealth Management, LLCOct 2019 to now
- Self EmployedJan 1986 to now
- Client One Securities, LLCMar 2011 to Oct 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
State registrations
Registered as an investment adviser representative in 3 states (AZ, CA, TX).
Iams Wealth Management, LLC
$397.2MAssets managed
1,633Clients
53Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1638218
- Firm CRD
- 286085