Samantha Sue Pitts
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCJan 2026 to now
- D.A. Davidson & Co.Feb 2023 to Jan 2026
- UBS Financial ServicesJul 2021 to Feb 2023
- Sagepoint Financial, Inc.Sep 2020 to Jul 2021
- LPL Financial, LLCJan 2019 to Sep 2020
- UnemployedOct 2018 to Jan 2019
- Ntb FinancialSep 2017 to Oct 2018
- Etesian Wealth AdvisorsSep 2015 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (ID).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1637951
- Firm CRD
- 31194