Peter James Klarides
Investment adviser representative at Osaic Institutions, Inc.
13 yearsExperience
3 statesRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Osaic Institutions, Inc.Nov 2020 to now
- Infinex Investments, inc.Oct 2020 to now
- Popular BankOct 2020 to now
- HSBC Bank USA, N.A.Aug 2016 to Oct 2020
- HSBC Securities (USA) Inc.Nov 2013 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1636337
- Firm CRD
- 35371