Thomas Christopher Froehlich
Investment adviser representative at Novem Group
29 yearsExperience
10 statesRegistered in
$1.7BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
29 years in the industry.
- Osaic Wealth, Inc.Oct 2024 to now
- Novem GroupJul 2020 to now
- Froehlich Financial Group, LtdJan 1997 to now
- American Portfolios Advisors, Inc.Mar 2007 to Oct 2024
- American Portfolios Financial Services, Inc.May 2005 to Oct 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 10 states (AZ, CA, FL, MI, NC, NJ, NY, PA, TX, VA).
Novem Group
$1.7BAssets managed
3,653Clients
32Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1635098
- Firm CRD
- 158964