William M Bertscha
Investment adviser representative at LPL Enterprise, LLC
18 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you William M Bertscha? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- LPL Enterprise, LLCApr 2026 to now
- UnemployedJan 2026 to Mar 2026
- LsegJun 2025 to Dec 2025
- UnemployedJan 2024 to May 2025
- IceSep 2022 to Dec 2023
- Oppenheimer & CoSep 2021 to Aug 2022
- Northwestern Mutual Investment Services LLCMay 2021 to Jun 2021
- Northwestern Mutual Life Insurance CompanyMay 2021 to Jun 2021
- Tullett Prebon Financial Services LLCMar 2018 to Apr 2021
- Tradition Securities and Derivatives Inc.Apr 2008 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1633329
- Firm CRD
- 8733