Richard Vaughan Dunstan
Investment adviser representative at Cetera Investment Advisers LLC
18 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Advisors LLCMar 2020 to now
- Cetera Financial Specialists LLCMar 2020 to now
- Cetera Investment Services LLCMar 2020 to now
- Cetera Wealth Services, LLCMar 2020 to now
- First Allied Securities, Inc. (fasi)Mar 2020 to Sep 2022
- Self-employedJan 2020 to Mar 2020
- UnemployedSep 2019 to Jan 2020
- LPL Financial CorportationJan 2008 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 2 states (CA, SC).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1632092
- Firm CRD
- 105644