David B Margulies
Investment adviser representative at Xml Financial Group
18 yearsExperience
3 statesRegistered in
$3.3BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Xml Financial GroupFeb 2019 to now
- Xml Financial, LLCFeb 2019 to now
- Xml Securities (fka Lara, May & Associates, LLC)Nov 2017 to now
- Morgan Stanley Private Bank, National AssociationJan 2015 to Nov 2017
- Morgan Stanley Smith BarneyJun 2009 to Nov 2017
- Citigroup Global Markets IncAug 2008 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1987
- Series 65 · Uniform Investment Adviser Law1993
State registrations
Registered as an investment adviser representative in 3 states (FL, TX, VA).
Xml Financial Group
Legal name: Xml Financial, LLC
$3.3BAssets managed
2,944Clients
28Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1629190
- Firm CRD
- 284987