Michael Ralph Romig
Investment adviser representative at Cetera Investment Advisers LLC
27 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Cetera Investment Advisers LLCNov 2025 to now
- Cetera Advisors LLCNov 2025 to now
- The Exit AdvantageJul 2024 to now
- Romig Capital Affiliates Corp.Jan 1999 to now
- Visionpoint Advisory Group, LLCMay 2018 to May 2020
- LPL Financial LLCAug 2013 to Nov 2025
- Level Four Advisory Services, LLCAug 2013 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1988
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1628585
- Firm CRD
- 105644