Thomas Henri Braun
Investment adviser representative at Gradient Investments, LLC
18 yearsExperience
1 stateRegistered in
$8.8BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Gradient Investments, LLCAug 2018 to now
- Goldenguard Wealth Management, LLCNov 2016 to now
- Goldenguard FinancialAug 2008 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2007
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (NC).
Gradient Investments, LLC
$8.8BAssets managed
26,806Clients
16Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 1626025
- Firm CRD
- 141726